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| At times Seattle Pacific University or individual faculty
members may find it
necessary to sever their contractual relationship. To protect the interests
of both
parties, policies and procedures related to each category of separation
are set forth.
All separating faculty are required to arrange for an exit interview with
the Office of Human Resources to receive information about continuation
of benefits, to make
arrangements for clearing any outstanding debts to the University, and
to make
arrangements for receiving the final paycheck. All University property,
including
keys, must be returned to the appropriate office before the exit interview.
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| 8.1 |
RESIGNATION |
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Resignation is a severance action by which a faculty member
voluntarily
seeks to be released from a contract with the University. Late resignation
creates a hardship for others, including colleagues who must conduct the
search and appointment. It is therefore expected that written notice of
resignation will be delivered to the dean no later than May 1, and even
earlier
notice would be helpful. A faculty member may properly request a waiver
of
this requirement of notice in case of hardship or in a situation where
substantial professional advancement or other opportunity would otherwise
be denied. Unless otherwise negotiated in individual cases, resignation
will
be effective at the end of the academic year. All resignations are subject
to
approval by the Vice President for Academic Affairs. |
| 8.2 |
RETIREMENT |
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Faculty planning to retire from the University shall
notify their dean, in writing,
no later than December 15 of their final year. For information regarding
retirement benefits and process, please contact the Office of Human
Resources. |
| 8.3 |
NON-REAPPOINTMENT |
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The decision not to reappoint an untenured faculty member
is made at the
sole discretion of the President. The President shall act on recommendation
of the Vice President for Academic Affairs and the Faculty Status Committee
will be informed of non-reappointment decisions for non-tenured faculty
who
are on tenure track (Section
2.2.1).
Notification of non-reappointment of faculty shall be made by the
University no later than March 1 of the first year of employment, and
thereafter
no later than December 15 of the terminal academic year.
Faculty contracted under provisions of externally funded grants shall
be notified of employment status for the following contract term within
15
business days of the University's receiving grant award notification,
or no
later than March 1 (for faculty in their first year of full-time employment),
or
December 15 (for faculty in their second or subsequent consecutive year
of
full-time employment), whichever is later. Such term contracts/letters
of
appointment will include notation that the employment is subject to grant
support, the source of external funding, and the anticipated grant renewal
date(s) (Section 2.1).
Since a notice of non-reappointment is not a dismissal for cause, it
is
not necessary for the University to set forth its reasons. In courtesy
to the faculty member the Vice President for Academic Affairs may choose
to
provide reasons for the decision.
Any faculty member who believes the non-reappointment was
unlawfully discriminatory may commence a grievance in accordance with
procedures established in Section
16 of this Handbook. The burden of proof
in such case shall be on the faculty member.
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| 8.4 |
PROLONGED MENTAL OR PHYSICAL ILLNESS |
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A tenured faculty member who for medical reasons is unable
to perform all or
a substantial part of regular duties for a period of more than six months
may
request a leave of absence without pay for up to one year at a time. The
official form to apply for leave of absence is available through the Office
of
Human Resources. Renewal of the leave of absence, if granted, is not
automatic and must be supported by current medical evidence. An individual
who returns to regular duties after such a leave of absence continues
in a
tenured relationship with the University.
Termination of an appointment with tenure, or of any other
appointment before the end of the appointment period, for medical reasons,
will be based on evidence that it is more probable than not that the faculty
member is and will be unable to perform the normal duties of the
appointment because of ill health despite reasonable accommodation. Any
decision to terminate under these provisions shall be reached only after
appropriate consultation, and after the faculty member has been informed
of
the basis of the proposed action and has been afforded an opportunity
to
respond to the evidence. If the faculty member so requests, the evidence
will be reviewed by the Faculty Status Committee before the President
makes a recommendation to the Board of Trustees. A faculty member
whose appointment is terminated under this provision shall receive
severance salary in accord with the current policy on disability payments
and
insurance.
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| 8.5 |
LAYOFF |
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Layoff is a severance action by which the University
terminates the
continuous or notice contract of a faculty member before the term of
appointment expires, without prejudice as to the individual's performance.
Faculty laid off under these provisions shall have preference in rehiring
according to procedures detailed in Section
8.5.4. Reasons for layoff are:
- discontinuation of program or significant portions of a discipline's
offerings
(Section 8.5.1),
- enrollment emergency (Section
8.5.2), and
- financial exigency (Section
8.5.3).
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8.5.1 |
Significant curtailment of a program or a discipline. |
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Significant curtailment of a program or a discipline.
Termination of a
faculty member's appointment may occur as a result of extensive
change, including discontinuation of a curricular requirement, an academic
program, or a discipline in whole or in large part.
Decisions to make such extensive change are made by the
President, after considering recommendations from the school, the
dean, the Graduate or the Undergraduate Policies and Evaluation
Committee, whichever is appropriate, and the Vice President for
Academic Affairs. The appropriate Policies and Evaluation
Committee, before recommending to the President, shall schedule
at least one open meeting to which all members of the faculty are
invited not less than five calendar days in advance. If the
appropriate Policiess and Evaluation Committee's or the Academic
Affair's recommendation differs substantially from the school's
recommendation, or the President's decision will differ substantially
from the school's or the committee's recommendation, the
recommending body(ies) will be informed of the expected change
and allowed five working days to provide additional evidence before
the recommendation is forwarded or the final decision announced.
Individual layoff decisions resulting from such changes will follow
the general procedures and order of layoff specified in Sections
8.5.4 and 8.5.5.2.
Faculty laid off as a result of curricular change will receive
notice according to the schedule in Section
8.3. or, if tenured, a
minimum of 12 months before termination. The University will effect
such change and end the faculty member's relationship with the
University, when necessary, at the end of an academic year.
Faculty whose appointments are terminated pursuant to this
Section have the rights delineated in Section
8.5.8.
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8.5.2 |
Enrollment emergency. |
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Enrollment emergency is a sudden or unplanned,
University-wide decline in student enrollment, the
detrimental financial effects of which are too great or too rapid to be
offset by normal procedures outlined in this Handbook. If such
a
decline occurs, the President, after consultation with the Faculty
Budget Committee and the Faculty Council, Dean’s Cabinet and the
Dean’s Budget Committee, and with the Executive Committee of
the Board of Trustees, shall declare a state of enrollment
emergency to the University.
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8.5.3 |
Financial exigency. |
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Financial exigency is a serious institutional
crisis presenting a critical, urgent need for the University to reorder
its current fund monetary expenditures when it is unable otherwise
to meet projected annual monetary expenditures with sufficient
revenue. If the President believes that financial exigency exists,
after consultation with the Faculty Budget Committee, the Faculty
Council, and Dean’s Cabinet, the President shall recommend a
declaration of financial exigency to the Board of Trustees. Upon recommendation
of the President, the Board of Trustees shall
decide whether the financial crisis meets the criteria and whether a
financial exigency should be declared.
Subsequently, the faculty shall be represented in
administrative processes relating to program reorganization, or
curtailment or termination of instructional programs, because of
financial exigency, through the Graduate and Undergraduate Policies
and Evaluation Committees and the Faculty Status Committee.
Faculty shall not, however, necessarily be represented in individual
personnel decisions; the President and the Board of Trustees shall
have final authority in all matters related to financial exigency.
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8.5.5 |
Specific procedures regarding layoff. |
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Once the decision for major
change, enrollment emergency, or financial exigency has been
made, and specific disciplines or programs have been identified,
the following procedures shall be followed:
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8.5.5.1 |
Involuntary layoffs will observe the following order: |
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- Term contract faculty within the program or discipline shall
be terminated first, except as necessary to avoid serious
distortion of program integrity,
- Faculty serving under notice contract shall be considered
for termination in order of seniority and program integrity,
- Tenured faculty shall be considered for termination in
order of rank, seniority and program integrity. No tenured
faculty member's appointment shall be terminated in favor of
retaining a faculty member without tenure, except in
extraordinary circumstances where a serious distortion of the
academic program would otherwise result. A finding of
extraordinary circumstances will be made by the Vice
President for Academic Affairs only after consultation with the
dean, the appropriate Policies and Evaluation Committee(s),
and the Faculty Status Committee,
- The Vice President for Academic Affairs shall provide the
committees and interested parties with appropriate
documentation supporting program integrity as well as rank
and seniority.
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8.5.6 |
Layoff of specific faculty members. |
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When layoff is necessary
following provisions of Section
8.5, layoff of specific faculty
members shall be recommended by the Vice President for
Academic Affairs after consultation with the school dean and the
Faculty Status Committee. The Vice President for Academic Affairs
recommends to the President, who is responsible for the final
decision.
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8.5.7 |
Special provisions for financial exigency. |
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In the case of financial
exigency where short notices and effective action are necessary,
the following procedures shall be observed:
- Faculty Affairs Committee and the Vice President for Academic
Affairs may advise the President to hold all contracts until May 31,
and to serve notice to non-tenured faculty on nonrenewal of contracts,
pending a final decision on the seriousness of the financial exigency.
- Tenured faculty will receive one year's notice from the date of
official decision by the Board of Trustees. Other faculty will complete
the academic quarter in progress on the date of the decision by the
Board of Trustees.
- The University shall make a demonstrated effort to assist
displaced tenured faculty in finding other employment.
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8.5.8 |
Right to individual appeal of layoff. |
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Any faculty member who
receives notice of layoff has the right to appeal through grievance
(Section 16). The issue of
such grievance shall be confined to
procedural issues, including adequacy of sources of data and
alleged violations of provisions of this Section (8). The layoff will
not be delayed in the case that the grievance is not settled by the
effective date, nor will the grievance procedure be interrupted or
denied because of the layoff. |
| 8.6 |
DISMISSAL FOR CAUSE |
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Dismissal for Cause is a severance action by which Seattle
Pacific University
terminates its contract with the faculty member for just cause. Any individual
contract is subject to action under this Section. Dismissal for Cause
must be
directly related to the fitness of a faculty member to continue as a teacher
at
the University, and shall not be used to restrain faculty members in their
exercise of academic freedom.
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8.6.1 |
Conditions prior to action. |
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Unless the faculty member agrees that
dismissal is appropriate and resigns, dismissal of a faculty member
with tenure, or a person on special or probationary appointment
before the end of the term or notice period, shall be preceded by:
- discussions between the faculty member and appropriate
administrative officers looking toward a mutual settlement (Section
8.8),
- informal inquiry by the Faculty Status Committee which may,
failing to effect an adjustment, determine whether in its opinion
dismissal proceedings should be undertaken, without its opinions
being binding upon the President, and
- a statement of charges, framed with particularity and referring to
the grounds listed in Section
8.6.2, by the President or the President's
designee.
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8.6.2 |
Grounds for dismissal. |
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In any case involving dismissal for cause,
the burden of proof is defined as more probable than not. The
burden of proof that just cause exists shall be on the University.
Proof of cause shall be by the record considered as a whole.
Dismissal proceedings may be instituted on the following grounds:
- failure to demonstrate, by way of the review processes detailed in
Section 5, conformance to
the University's standard of professional
competence,
- continued neglect of academic duties despite oral and written
warnings,
- serious personal misconduct,
- deliberate and serious violation of the rights and/or freedom of
fellow faculty members, administrators, or students,
- conviction of a felony,
- serious failure to follow the professional ethics of one's own
discipline,
- falsification of credentials and/or experience,
- failure to follow standards of the University as described in this
Handbook after oral and written warnings,
- failure to follow standards of the University regarding harassment,
discrimination, or behavior as specified in Sections 9.5,
9.6, 9.7,
9.8,
or 12.8, and
- behavior inconsistent with the Christian mission of the University.
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8.6.3 |
Procedures. |
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Once the President has determined that cause for
dismissal may exist, and has framed the charges as required by
Section 8.6.1, the
President or the President's designee shall send
a statement of intent to dismiss the faculty member, together with
the statement of charges, to the faculty member and to the Faculty
Status Committee. Because of the nature of dismissal, no fixed
time can be specified for notice; however, such action is usually not
taken without prior discussion with and written warning to the
faculty member.
Any member of the Faculty Status Committee who is
disqualified by bias or interest shall withdraw from the case. The
remaining members of the Faculty Status Committee shall review the
charges and may, at their discretion, consult with the President and/or
the faculty member before delivering their recommendation to the
President. The President shall decide whether or not to accept the
recommendation of the Faculty Status Committee and shall inform the
faculty member and the Faculty Status Committee either that the
proceeding has been completed favorably, or that the faculty member
is dismissed for cause, or that other sanctions have been applied. If
the President's decision differs substantially from the recommendation
of the Faculty Status Committee, the President shall inform the
Committee of the nature of the deviation and the reasons for the
deviation. This explanation shall be available to all parties as
evidence in any subsequent hearing or grievance on the same
charge.
Until the final decision has been reached, the faculty member
will not be suspended or assigned to alternative duties unless direct
harm to the individual faculty member or to others is, in the
President's opinion, threatened by continuation in normal duties. If a
decision to suspend is made salary will continue during the period of
suspension.
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| 8.7 |
ACTION SHORT OF DISMISSAL |
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Under some circumstances, for the reasons cited in Section
8.6.2, the
President may elect to impose a disciplinary action short of dismissal,
such as temporary suspension without pay and/or withdrawal of faculty
privilege. The President may consult with Faculty Status Committee to
receive non-binding advice. In unusual circumstances, the President may
take disciplinary action without previous citation or warning.
A faculty member may be suspended temporarily when the
President has probable cause to believe that the faculty member's
continued presence at the University is highly likely to pose direct threat
of
harm to the University or individual members of the University community.
Such suspension shall be with pay and shall last only so long as the
threat of harm continues or until dismissal for cause occurs.
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| 8.8 |
PROGRESSIVE DISCIPLINE POLICY |
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As a part of the mutual commitment of faculty and University
to redemptive
action, when annual or special evaluation or other evaluative process
leads
to questions of competence or neglect of duties, the faculty member involved
will be contacted in writing by the administrative officer responsible
for the
evaluation describing the alleged problem; describing the nature of corrective
action which, in the opinion of the administrative officer, will alleviate
the
problem; and stipulating a period of time within which the problem must
be
corrected. If the problem seems serious enough to warrant consideration
of
dismissal, the Vice President for Academic Affairs will warn the faculty
member in writing that the faculty member's contract status is in jeopardy,
and will stipulate a time at which the record will be re-examined to determine
whether it has been corrected. If the faculty member does not contest
the
allegation and fulfills the contractual duties, the matter is settled.
If the
faculty member fails to correct the negligence, dismissal or a lesser
sanction
may be applied as described in Section
8.6.
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| 8.9 |
RIGHT TO APPEAL |
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Any faculty member disciplined or dismissed following
provisions of Section
8 has the right to timely appeal following procedures described in
Section 16.
The burden of proof in such appeals, unless otherwise specified in Section
8, lies with the institution. Termination shall not be delayed because
of the
appeal, nor shall the appeal be denied because of termination.
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