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| 16.1 |
INTENT AND TIME LIMITS |
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It is in the best interest of all parties to settle conflicts
promptly and properly,
without fear of prejudice or reprisal. The complaint and grievance process
is designed to achieve settlement that meets these goals in cases of
interpersonal conflicts and policy disputes, with preference for informal
agreement rather than litigation. Individual rights, including academic
freedom, are protected. It is the intent of the University and of these
provisions that the processes detailed in Section 16 be the sole avenue
for
addressing complaints and/or grievances.
Throughout these procedures, maximum time limits are noted.
Unless these are extended by mutual agreement of the parties, failure
to act
as specified within time limits will be de facto evidence of acceptance
of the
other party's claims. Section
16.3.7 contains specific information concerning time limits and extensions.
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| 16.2 |
DEFINITIONS |
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16.2.1 |
Complaint. |
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Throughout this Section, a complaint means a request
for resolution of an alleged mistake, misunderstanding, or
potentially grievable action or process relating to treatment of one
person or group of persons by another person or group of persons. |
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16.2.2 |
Grievance. |
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A grievance is a formal claim of breach, misinterpretation,
or misapplication of policy or procedure, or of an infringement
of the rights of a party as set forth in the Handbook. |
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16.2.3 |
Parties. |
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A “complainant” is a person or group of persons
who
initiate a complaint, informally or formally. A “grievant” is
a person
or group of persons who initiate a grievance. A “respondent”
is a
person or group of persons alleged to have committed the violation
of rights or a breach, misinterpretation or misapplication of policy or
procedures. A “participant” is someone present at a specified
meeting. “The dean” is the dean of the complainant’s academic
unit
or, if perceived conflicts of interest make substitution necessary,
another academic unit. |
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16.2.4 |
Days . |
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Wherever the term “days” is used in Section 16,
it means
“University business days.” Thus, “within 10 days”
means “no later
than 10 University business days after the described action.”
Effects of time limits and procedures for extension are detailed in Section
16.3.7. |
| 16.3 |
PROCEDURES |
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Complaints can usually be resolved informally without
resort to formal
grievance. In three types of cases, however, the process moves directly
to
the grievance stage: complaints against sanctions brought after Special
Review (Section 5.6);
disputed dismissals, suspensions and/or
reassignments (Section 8);
and harassment complaints (Section
9.7). In all
other cases, a non-confrontational approach is preferred, as outlined
below.
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16.3.1 |
Complaint procedures. |
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Biblical principles call on all to promote
congenial relationships among colleagues and to provide careful
and caring administrative review. These goals are best served by
complaint procedures which are informal and aimed at agreeable
resolution rather than grievances. Nevertheless, certain parts of
the informal process must be documented so that they may be
referred to later if the case becomes a grievance. It is understood
that no offer of settlement may be used as evidence at a later stage
in the process, and no offer or resolution shall be taken as
precedent for future similar complaints or grievances. If the
complaint is against an action of an individual, the complainant
will
follow paragraph A below. If the complaint is against an action of
a
committee, the complainant will follow paragraph B. In either case,
paragraph C applies
- Complaint against an individual. Within 15 days after the
complainant knows or should have known of a questioned action,
the complainant must write a letter of concern to the dean citing
Section 16 and generally describing the action which the
complainant believes may have been in error. The dean will
acknowledge the letter in writing within three days and schedule a
meeting with the complainant within five additional days. As a
general rule, at all meetings concerning complaints, the Chair of
the Faculty Council will be invited to participate as ombudsperson,
but not as advocate for any side. At this meeting, participants will
attempt to reach a resolution of the complaint. If resolution is not
reached, the dean may or may not choose to support the
complainant’s case in further discussions.
If this meeting does not reach a resolution, the complainant
may choose to discuss the matter with the Vice President for
Academic Affairs. If the complaint is against the Vice President for
Academic Affairs, the complainant will contact the chair of the
Faculty Affairs Committee within the same time limits as those
specified for contacting the Vice President for Academic Affairs.
The first meeting with the Vice President for Academic Affairs will
be held no later than 30 University business days after the date of
the letter of concern. Again, participants will attempt to reach a
resolution by informal means. If a solution is not reached, the Vice
President for Academic Affairs may recommend other
approaches, which may include a recommendation that the
complainant file a grievance under the provisions of Section
16.3.2.
- If the complaint is against a committee, the complainant
shall write
a letter of concern, bound by the same time limits as were described
in paragraph A, to the chair of the committee or of the
Faculty Council. This letter of concern will identify the committee
action which the complainant believes may have been in error.
The chair of the Faculty Council or of the committee will
acknowledge the letter in writing within 5 days and schedule a
meeting with the complainant no later than 10 days after the letter
is submitted. As in the case of complaints against individuals, the
chair of the Faculty Council shall be invited as ombudsperson or, if
the letter of concern was addressed to the chair of the Faculty
Council, the chair-elect of the Faculty Council shall serve in this
role. As a result of this meeting, participants may agree on a
solution, or the committee chair may or may not ask the
committee to reconsider the action.
If resolution is not reached and the committee does not reconsider
the action, the complainant may discuss the issues of concern
with the Vice President for Academic Affairs, in which case the first
meeting with the Vice President for Academic Affairs must be held
no later than 30 days after the date the letter of concern was submitted.
If the Vice President for Academic Affairs supports the
complainant, the Vice President for Academic Affairs will within 10
days after the meeting present to the relevant committee a request
to reconsider the action.
- At all meetings, to assure that the rights of all parties are
protected, participants shall sign a note acknowledging that the
meeting occurred. Both parties shall keep copies of this note.
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16.3.2 |
Grievance procedures. |
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16.3.2.1 |
Filing of grievance. |
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If resolution has not been reached through the complaint procedures, or a complaint is against sanctions placed by special review (Section 5.6), dismissal, suspension, or reassignment (Section 8), or procedure pursuant to alleged harassment (Section 9.7), the complainant has the right to file a letter of grievance with the Faculty Affairs Committee. This letter shall contain a written description of the alleged erroneous or unfair treatment or discrimination, or the alleged improper process. Statements must be detailed and accurate, to the best of the grievant's knowledge and belief, and shall include at least
- the nature of the grievance, the circumstances out of which it arose
and, where applicable, the Handbook provisions violated,
- the respondent(s); and
- the remedy or corrective action sought.
The letter must be submitted to the Faculty Affairs Committee no later than 10 days after the date of the action of the Vice President for Academic Affairs, or no later than 25 days after assessment of sanctions following special review, dismissal, suspension, reassignment, or procedure pursuant to alleged harassment. |
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16.3.2.2 |
Panel formation, investigation and recommendation. |
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- No later than three University business days after
receiving the letter of grievance, the Faculty Affairs
Committee shall send copies of the letter of grievance to all
respondents, to the Vice President for Academic Affairs, and
to the President, and will in writing acknowledge to the
grievant that the letter of grievance has been received.
- The Faculty Affairs Committee will collect pertinent
documents and conduct discussions with and/or between
the parties, at all times preserving the confidentiality of its
proceedings. The committee will not substitute its judgment
on the merits of the case for that of the deciding person or
persons, but may request further consideration or
reconsideration of specific information.
- When a grievance is resolved by these informal methods,
the resolution shall be put into writing by the Faculty Affairs
Committee and given to all parties. Such resolutions shall
not constitute a binding precedent in the disposition of
similar grievances. No offer of settlement of a grievance by
either party, and no suggested resolution, shall be
admissible as evidence in formal grievance proceedings or
elsewhere.
- If the grievance has not been settled by informal means,
the Faculty Affairs Committee shall ask the Faculty Council
to appoint and summon an ad hoc grievance committee of
three tenured faculty members. The Faculty Council shall
not be informed of the particulars of the case, but shall have
sufficient information to assure that at least one grievance
committee member is a member of the grievant’s academic
unit (school or division), that at least one is a member of
another academic unit, and that no member is the dean of
the grievant’s academic unit. No member of the grievance
committee may be a member of the Faculty Affairs Committee or the Faculty
Council, or have a conflict of
interest in the grievance.
- The grievance committee may attempt to resolve the
grievance through discussion or mediation before proceeding
to full grievance procedures, but in any case shall:
- ensure that confidentiality, accountability, and correct procedures
are followed;
- investigate allegations;
- hold hearings unless the right to formal hearings is waived by
all parties;
- report findings to the Faculty Affairs Committee and
make recommendations to the President or, if the
President is a direct party to the grievance (e.g. in a
grievance alleging that dismissal followed incorrect
procedures, or as grievant), through the President to the
chair of the Board of Trustees; and
- transmit the master file of materials to the office of the
President unless the President is a direct party to the
grievance, in which case the file shall be transmitted to
the chair of the Board of Trustees.
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16.3.3 |
Hearing conditions and process. |
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- A. If the grievance has not been resolved by informal means, and if
all
parties have not agreed to waive a hearing, the grievance committee
will, no later than 15 days after being appointed, set a date, time
and
place for the grievance hearing that is agreeable to all parties and
to
the grievance committee. The grievance hearing will begin no less
than 10 and no more than 20 days after completion of these arrangements.
- The hearing shall be conducted in private. Except for such simple
announcements as may be required, covering the time of the hearing
and similar matters, public statements and publicity about the case
are prohibited until the proceedings have been completed. Legal
counsel will not be present at the hearing. Each party shall be
permitted to choose an advisor from within the University community,
who shall not be any person who will receive recommendations from
the grievance committee. Such advisors shall be permitted to be
present at the hearing. At the request of either party or the grievance
committee, a representative of a responsible educational association
shall be permitted to attend the proceedings as an observer.
- Evidence must have direct bearing on the charges. All parties are
entitled to discovery of evidence in advance. The committee will grant
adjournments to enable either party to investigate evidence to which
a
valid claim of surprise is made.
- All parties will be afforded an opportunity to obtain necessary
witnesses and documentary or other evidence. The University will
make a demonstrated effort to obtain the cooperation of such
witnesses and will make available necessary documents and other
evidence within its control, within the boundaries of appropriate
disclosure.
- Each party will have the right to confront and cross-examine all
witnesses. Where a witness cannot or will not appear, but the
committee determines that the interests of justice require admission
of
the witness's statement, the panel will identify the witness, disclose
the statement and make a demonstrated effort to provide for
interrogatories.
- In all cases except dismissal or suspension, the burden of proof
shall be on the grievant. In cases of dismissal or suspension, the
burden of proof that adequate cause exists shall be on the
respondent. The burden of proof shall be satisfied by the record
considered as a whole.
- The grievance committee will not be bound by strict rules of legal
evidence, and may admit any evidence which is of probative value in
determining the issues involved. Both parties and the committee are
charged to attempt to obtain the most reliable evidence available.
- A verbatim record of the hearing or hearings will be made and will
be available in its entirety to either party upon request, without
personal cost to the party. The verbatim record shall become a part
of the official record of the grievance proceeding. The verbatim
record, or portions thereof, may be referenced as evidence in any
appeal. If one or more parties request a written transcript, the
expense of producing the transcript shall be divided among the
parties requesting the transcript.
- The grievance committee’s advisory decision will take the form
of
findings of fact, conclusions, and recommended disposition of the
grievance. These findings, conclusions and recommendations must
be based solely on the record of the hearings, pertinent University
procedures as set forth in the Handbook, and the laws of the
State of
Washington and the United States of America.
- The grievance committee shall present its advisory decision in
writing no later than 10 days after the conclusion of the hearing to
both parties and to the President of the University. The committee
may choose to submit majority and minority reports. The advisory
decision or the majority report may be accepted or rejected by either
party. Such rejection or acceptance by each party will be communicated
in writing to all parties, including the President of the
University, within five days after receipt of the decision.
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16.3.4 |
Appeal to the President. |
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Either party may, within 10 days of
receiving the advisory decision, file a written appeal to the
President, who shall review the record and respond within 15 days
as to the final disposition of the grievance within the institution. |
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16.3.5 |
Appeal to the Board of Trustees. |
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If the President is a direct party to
the grievance, the grievant(s) may file an appeal with the Chair of
the Board of Trustees, no later than 10 days after receiving the
President's decision. The Executive Committee of the Board of
Trustees will review the record of the case at its next meeting and
will render a final decision on the grievance to all parties no later
than 10 business days after that meeting. If the Executive
Committee of the Board of Trustees consults with the President,
either formally or informally, concerning the grievance, it shall also
consult with the grievant(s). If the Executive Committee of the
Board of Trustees determines that it has insufficient information to
render a decision, it shall declare an extension of time and shall
request the necessary information from the ad hoc adjudication
panel. |
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16.3.7 |
Effect of time limits. |
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Time limits throughout Section 16 are, as
noted in the “definitions” paragraphs (Section
16.2.4), in University
business days. Complaints or grievances based on events which
occur within 10 days before a Christmas or summer break, or
during such periods are subject to time limits as if they had
occurred on the first day of class of the next quarter. Time limits for
any step of this process may be extended by a written agreement
signed by all responsible parties or participants at that step (e.g.
consulting dean, the Vice President for Academic Affairs, chair or
grievance committee). Such a letter of extension must include a
specific date for the new limit. No extension may be accepted
without a written agreement. If either party fails to agree to a
reasonable request for time extension, the other party may appeal
to the Vice President for Academic Affairs (in the case of a
complaint) or the grievance committee (in the case of a grievance)
for a decision.
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16.3.8 |
Unless time limits are extended in accordance with these
provisions, failure to act as specified within time limits will be de
facto evidence of acceptance of the other party’s claims. Failure
at any step to communicate a decision or recommendation within specified
time limits shall permit the grievant to proceed to the next step. Failure
at any step to appeal a grievance to the next step within the specified
time limits shall be deemed to be acceptance of the decision rendered
at that step. |
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