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| 12.1 |
OFFICE SPACE AND ADMINISTRATIVE SUPPORT |
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Each faculty member is provided with office space for
conduct of University
business and is expected to keep office hours (Section
9.1.4). Secretarial
and other administrative support services are provided for regular duties
through the school office, and additional support is available through
administrative offices for faculty performing non-instructional duties.
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| 12.2 |
RESEARCH POLICIES |
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12.2.1 |
Human Subjects Research |
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Guidelines are available from
Research Coordinators and the Institutional Review Board, which
describe the conditions under which research on human subjects
may be conducted without specific review, under which it may be
conducted with only expedited review, and under which full review
is necessary. To assure full compliance with Federal law and Title
45 of the Code of Federal Regulations, any faculty member who
intends to do research on human subjects, or to guide students in
such research, must contact a Research Coordinator. |
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12.2.2 |
Laboratory animal care. |
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Animals used in research are cared for in
compliance with the guidelines of the National Institute of Health.
Any faculty member who wishes to conduct research with live
animals, or to guide students in such research, must contact a
Research Coordinator to assure compliance with applicable
statutes. |
| 12.3 |
INTEREST IN CREATIVE WORKS |
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12.3.1 |
Definitions. |
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For purposes of this policy, "Creative works"
are
inventions, creations, manuscripts, products, or other works or
things of commercial value which are written, created, produced or
otherwise generated by faculty members.
"Copyrightable" materials include but are not limited to
books, pamphlets, brochures or other printed materials; films; video
or audio tapes; computer programs or computer-based instructional
materials; musical compositions; and any and all other
copyrightable materials covered by the copyright laws of the United
States or any foreign government.
"Patentable" works include but are not limited to inventions,
creations, designs, and any and all other things patentable under
the patent laws of the United States or any foreign government.
"Materials of commercial value" are any materials which the
University, in its sole discretion, determines to have commercial
value.
"Materials created for hire" are defined as creative works
which are created by persons who:
- are engaged by the University specifically to write, create,
produce or otherwise generate such materials or to conduct the
research or other activity which produced anything included in the
material(s),
- are released from other University responsibilities in order to
write, create, produce or otherwise generate the material(s), or
- engage a substantial use of University resources in the writing,
creation, production or generation of the material(s).
"Substantial use" of University resources is governed by the
following principles:
- The following resources may be used by faculty members for
their creative and/or intellectual pursuits at institutionally
authorized levels without accounting for "substantial use"
under
this policy:
- personal office space,
- local telephone calls,
- typewriters (but not secretarial service for purposes directly
related to the creation of the works),
- personal computers and/or word processors,
- library facilities,
- other faculty or staff members as consultants.
- The following resources, when used in development of
creative works as defined in this policy, are subject to
accounting and may be defined as "substantial use" of
University resources. The faculty member shall keep accurate
and detailed records reflecting use of the resources, including
actual hours or quantity of use and estimated or actual cost or
value of each resource used:
- secretarial services, including student help, provided at University
expense,
- plant and animal specimens and chemical supplies,
- University supplies, including, but not limited to, paper, copying
costs, etc.,
- long distance telephone calls, FAX transmission and receipt, etc.,
- video and movie cameras and/or editing equipment;
- TV or other recording studio, personnel and supplies,
- computer software, films, video or audio tapes,
- blank diskettes, blank film, blank tapes,
- other university resources not included in paragraph 1 above,
or any resource used at greater than institutionally authorized
levels.
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12.3.2 |
Personal initiative and production for hire. |
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Seattle Pacific University
encourages faculty and staff to create, on their own initiative,
works or products which are copyrightable or patentable. Materials
so created shall remain the property of the faculty member, with
sole right of ownership and disposition, unless the materials were
created for hire. The work will be presumed to have been done on
personal initiative unless a written agreement in advance, or
subsequent report of substantial use of university resources,
dictates otherwise. The determination of substantial use is made
by the Faculty Affairs Committee.
Any copyrightable, patentable or otherwise commercially
valuable materials created for hire shall belong to the University to
the
extent that the Faculty Affairs Committee determines that the
materials were created for hire.
Works created pursuant to or under the sponsorship of an
outside agency or governmental grant shall be subject to the
copyright, patent and exploitation terms and conditions of said grant,
contract or agreement. If no such terms and conditions are stated,
works produced by the faculty member shall be subject to the terms of
this policy.
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12.3.3 |
Procedures. |
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Most creative works are developed unambiguously on
personal initiative or for hire. Occasionally questions arise
concerning what constitutes substantial use of University facilities.
When such questions arise, the faculty member who created or
intends to create the work shall submit a written statement to the
Faculty Affairs Committee describing the circumstances under
which University resources have been or will be used and the
extent and necessity of the use.
The Faculty Affairs Committee shall, within 30 calendar days
following submission of the written description, notify the faculty
member in writing whether it deems that the material(s) were or will
be created for hire or under the definition of substantial use, and shall
recommend a percentage of commercial rights to the University and
to the faculty member. The faculty member and the Vice President
for Academic Affairs shall receive the committee recommendation
and negotiate the division of net profits, if any, derived from the
commercial exploitation or dissemination of the materials.
When the University has obtained rights in copyrightable,
patentable, or commercially valuable materials which have been
created by faculty members, the terms of this policy shall be binding
upon all parties in regard to the materials until all of the following
conditions have been met:
- for a minimum of 10 calendar years from the date of agreement,
- until such time as the University has recovered all the expenses
and costs attributable to the creation, production and/or exploitation
of
the materials,
- for so long as the faculty member is employed by the University
plus an additional five calendar years from the calendar date of
cessation of employment, for whatever reason, and
- until the University's copyright, patent, or contract rights expire.
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| 12.4 |
USE OF COPYRIGHTED MATERIALS |
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Seattle Pacific University adheres to federal copyright
law and the
interpretations of the Association of American Publishers, the Authors
League of America, and the Committee on Copyright Law of the National
Association of College and University Attorneys. The guidelines summarized
here, approved by these groups, are supplemented by the 1989 publication,
Questions and Answers on Copyright for the Campus Community,
which has
been distributed to the SPU faculty and copies of which are available
through
the University Bookstore.
- Single copying for instructor's use. A single copy may be
made of any of
the following by or for an instructor at individual request for the
instructor's
personal scholarly research or use in teaching or preparation to teach
a
class:
- a chapter from a book,
- an article from a periodical or newspaper,
- a short story, short essay or short poem, whether or not from
a collective work, or
- a chart, graph, diagram, drawing, cartoon, or picture from a book,
periodical or newspaper.
- Multiple copies for classroom use. Multiple copies (not to
exceed in any
event one copy per student in a course) may be made by or for the instructor
giving the course for classroom use or discussion; provided that all
three of
the following conditions are met:
- the copying meets the tests of brevity and spontaneity as defined
below, and
- the use meets the cumulative effect test as defined below; and
- each copy includes a notice of copyright.
The test of brevity.
- Poetry: one complete poem if less than 250 words and if printed on not more than two pages, or an excerpt of not more than 250 words from a longer poem.
- Prose: one complete article, story or essay of less than 2,500 words, or an excerpt of not more than 1,000 words from any prose work or 10% of the work, whichever is less (in the event that a prose work is less than 5,000 words, the maximum shall be 500 words, except as noted in paragraph 4 below).
- Illustration: one chart, graph, diagram, drawing, cartoon or picture per book or per periodical issue.
- "Special" works: Certain works which combine language with illustrations fall short of 2,500 words in their entirety. Paragraph 2 above notwithstanding, such "special works" may not be reproduced in their entirety; however, an excerpt comprising not more than two of the published pages of such special work and containing no more than 10% of the words found in the text of the work, meets the test of brevity.
The test of spontaneity.
- The copying is at the instance and inspiration of the individual instructor, and
- the inspiration and decision to use the work and the moment of its use for maximum teaching effectiveness are so close in time that it would be unreasonable to expect a timely reply to a request for permission.
The test of cumulative effect.
- The copying is for only one course in the University.
- Not more than one short poem, article, story, essay or two excerpts
may be copied from the same author, nor more than three from the same
collective work or periodical volume, during one class term.
- There shall not be more than nine instances of such multiple copying for one course during one class term.
[The limitations stated in paragraphs 2 and 3 above do not apply to current news sections of multiple periodicals.]
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12.4.1 |
Prohibitions. |
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Even copying which meets all the above tests for single or multiple copies shall be prohibited under the following circumstances:
- Copying shall not be used to create, replace or substitute for
anthologies, compilations or collective works. This prohibition applies
whether copies of various works or excerpts are accumulated or
reproduced and used separately.
- There shall be no copying of or from works intended to be
consumed in the course of study or of teaching. These include
workbooks, exercises, standardized tests, test booklets and answer
sheets, and other consumable material.
- Copying shall not substitute for the purchase of books, publisher's
reprints or periodicals; shall not be directed by higher authority;
and shall not be repeated with respect to the same item by the same
instructor from term to term.
- No charge shall be made to the student beyond the actual cost of
photocopying.
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12.4.2 |
Assistance in obtaining permissions. |
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The individual faculty member is responsible to obtain permission for reproduction of materials which do not meet these tests of fair use; however, the University Copy Center provides assistance in obtaining permissions. Interested faculty are invited to ask for help from the Copy Center . |
| 12.5 |
CHANGES IN PATENT AND COPYRIGHT LAW AND THESE POLICIES |
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Patent and copyright law change frequently and may affect
these policies.
The University Copy Center attempts to keep a current understanding of
legislative changes and legal interpretations as they occur; anyone with
questions is urged to contact the copy center for current advice, which
does
not substitute for legal counsel. These copyright and patent policies
are
reviewed periodically by University counsel which is responsible to
recommend necessary amendments to this portion of the Handbook.
Information is distributed to all faculty as changes occur.
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| 12.6 |
DISTRIBUTION OF TEACHING AIDS |
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Faculty members are responsible to prepare and distribute
syllabi or course
outlines for all on-campus courses. Additional secondary teaching aids
printed by the University, such as study guides, handbooks, workbooks,
manuals, lecture notes, extended bibliographies, and similar materials
must
be sold to students through the bookstore for all courses with expected
enrollment of fifteen or more. Materials for courses with expected enrollment
of less than 15 may be sold through the school or department office.
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12.6.1.3 |
Royalties to the faculty member. |
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In order for the faculty
member to receive royalties for individually prepared
teaching aids, copyright must be registered by the faculty
member. For self-designed, copyrighted teaching aids
distributed by a book publisher, royalties will be as
negotiated with the publisher. If other compensation is not
received for self-designed, copyrighted supplementary
teaching aid(s) not distributed by a book publisher, the
faculty member may receive a royalty of 5% to 10% of
price established prior to bookstore markup. Payment of
royalties is not permitted in cases which do not meet these
conditions. |
| 12.7 |
HAZARDOUS WASTE DISPOSAL |
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Employees who handle toxic or hazardous substances on
behalf of the
University are required as a condition of their employment to maintain,
use,
and dispose of such substances in accordance with applicable federal,
state
and local laws and regulations. Anyone who is unsure of obligations under
this policy should contact the office of Plant Services for advice. Any
employee who violates such laws, unless the violation occurs despite
reasonable reliance upon advice given by the University, shall be deemed
to
have acted outside the scope of personal authority.
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| 12.8 |
POLICY ON DRUGS, ALCOHOL AND TOBACCO |
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12.8.1 |
Purpose. |
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The purpose of this policy is to support the educational
mission of the University with standards of personal health, moral
integrity, and social consciousness, as well as to ensure that the
provisions of the Drug Free Workplace Act are fully implemented.
The policy is also intended to provide guidelines for members of the
University community which are sensitive to the variety of Christian
perspectives represented at the University, in the Free Methodist
Church and in the community at large. The University is concerned
with the role of faculty and staff as role models and seeks to
respond to biblical wisdom by acknowledging the freedom of the
Christian and declaring the Christian's need to be sensitive to
others who may not affirm a similar position on the use of alcohol
and/or tobacco. |
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12.8.2 |
Restrictions. |
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- The University does not permit the unlawful possession, use, or
distribution of illicit drugs or alcohol by employees under any
circumstances.
- The University does not permit employees to use alcohol or
tobacco on University property or as part of any of its activities.
- The University strongly encourages faculty and staff to use
discretion and sound judgment in the use of alcohol or tobacco off
campus and prohibits off-campus use of alcohol or tobacco:
- in any situation where SPU students are present or are
expected to be present;
- in situations where faculty are conducting University business;
- at University-sponsored events.
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12.8.3 |
Enforcement. |
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Unlawful possession, use, or distribution of illicit
drugs or alcohol by employees will be grounds for disciplinary
action, up to and including dismissal (Section
8.6) and referral for
prosecution.
Use of alcohol or tobacco on University property or at any of its
activities will be grounds for disciplinary action, up to and including
dismissal.
Use of alcohol or tobacco off-campus not consistent with the
guidelines outlined in Section
12.8.2, may result in disciplinary action
including, but not limited to, advisement and counsel. Supervisors will
not diagnose alcoholism, drug dependency, or any other complex
physical, mental, or behavioral problem, but they are responsible to
identify, document, and attempt to correct all employee job
performance and/or work behavior problems, using Universityapproved
corrective action procedures.
An employee who reports to work exhibiting specific, objective
signs of having consumed intoxicating beverages or illicit drugs, or of
abusing prescription medications, will be placed on suspension for the
remainder of the workday. If the abnormal behavior resulted from
prescription drug use in compliance with a physician's instructions, the
University's sick pay policy (Section
14.2.3) applies. If the behavior is
a result of drug abuse or alcohol use, the employee will be subject to
further disciplinary action, up to and including dismissal and referral
for prosecution. If the behavior results in conviction of a violation
of
criminal drug laws involving the workplace, the disciplinary actions will
be dictated by the Drug-Free Workplace regulations.
The supervisor will immediately document any incident of illicit
drug use or any incident of alcohol or tobacco use in violation of the
restrictions described in Section
12.8.2. The documentation will be
forwarded the same day to the area vice president, with copies to the
President's office and the Office of Human Resources.
If an employee is required to complete a drug treatment and
rehabilitation program as part of the disciplinary action resulting from
a violation of this policy, official records of the diagnosis and/or
treatment will be kept for three years, separately from the standard personnel
file, by the Director of Human Resources. The file will be
held in strictest confidence and will be used only as evidence to
governmental and granting agencies that the University did in fact
take steps toward correcting the problem.
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12.8.4 |
Drug-Free Workplace and Drug-Free Schools and Community Regulations. |
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Seattle Pacific University is subject to the
requirements of the federal Drug-Free Workplace Act of 1988 and
the Drug-Free Schools and Communities Act of 1989. The
University annually distributes information regarding the restrictions
and consequences of violations of each Act. The University
strongly supports these Acts and consistently attempts to ensure
compliance with them. Any employee who has not received copies
of the statements should contact the Office of Human Resources.
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| 12.9 |
COMPUTER USAGE |
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12.9.1 |
Purpose. |
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This Computer Usage Policy outlines employee responsibilities
in the legal and ethical use of University computers. It is
designed to maintain confidentiality of stored data, files, computers
and networks, and to protect the proprietary rights of third parties
and of the University in commercial software. This Computer Usage
Policy may be superseded in the future by a newer policy. |
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12.9.2 |
Employee responsibilities. |
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All employees are required to
participate in assuring legal and ethical use of University computers
and user accounts. Specific responsibilities include the following:
- Limit employee access to computers, data and programs for which
the individual employee is authorized. Abide by existing channels and
security provisions.
- Prohibit unauthorized access to others' data with the intent to read,
browse, modify or delete files or directories.
- Prohibit illegal copying of commercial software on or off campus.
- Prohibit use of University computers or networks to compromise
other computers or networks, or to commit crimes or other unethical
acts.
- Keep passwords and accounts confidential. This includes the
following as appropriate safety measures with regard to account
access:
- choosing difficult-to-guess passwords,
- changing passwords often, and
- not leaving terminals unattended without logging out.
- Handle confidential data responsibly in an effort to protect the
privacy of individuals.
- Prohibit introduction of public domain or bulletin board software
on
any University computer without prior approval from Computer and
Information Systems.
Any violation of the responsibilities stated in this policy will be reported
to Computer and Information Services. All employees are to
participate in assuring legal and ethical use of University computers
and user accounts. Violations of this policy may result in disciplinary
action, up to and including termination of employment.
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| 12.10 |
FIELD ACTIVITIES/TRANSPORTATION POLICY |
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Faculty are encouraged to use the broader community as
a learning
resource, developing away-from-campus components of their learning
activities as field experiences, internships and laboratories. Academic
courses usually do not require the transportation of SPU students from
campus to another location unless so stated in the course syllabi. If
the
course or event is to be convened at the remote location, students will
be
required to provide their own transportation to the site. Unless specifically
stated, the University normally assumes no responsibility for determining
transportation of students to the site of a course. If transportation
of SPU
students is in University-owned or sponsored vehicles, drivers must have
passed a defensive driving course, possess a current driver’s license,
and
have authorized a check of their driving records. The Office of Safety
and
Security need not be notified of all officially sponsored travel. Any
exception
to this policy must be approved in advance and in writing by the Vice
President for Business and Planning.
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| 12.11 |
EMERGENCY CLOSURE INFORMATION |
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If weather or other emergency conditions provide sufficient
reasons for
closing the University, the Vice President for Academic Affairs and Vice
President for Campus Life will have announcement made over Seattle radio
stations, as early as possible on the day(s) of such emergency. A snow
closure hotline (281-2800) is available to provide up-to-the-minute
information regarding closure.
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